Head of Compliance and Risk
Lucinda has worked in compliance since joining the regulator in 1998. Her main regulatory experience is in investment management and funds (securities and real estate) at Aviva Investors and Morgan Stanley Investment Management. She particularly enjoys working in fund launch teams. She has also worked in private client wealth management, private banking, for an IFA, a consultancy and in peer to peer lending.
Lucinda holds the Diploma in Investment Compliance and a first class degree in Management.
After a ‘short-term move’ to work in London in 1993, Lucinda finally left in 2016 and now lives in Cornwall by the sea.
Resonance Limited is a company registered in England and Wales no. 04418625
Resonance Impact Investment Limited, a subsidiary of Resonance Limited, is authorized and regulated by the Financial Conduct Authority (FCA). Firm number 588462.
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